My Approach & Method in Genealogy Research

This story is a bit different from the other stories of our family’s past. This story and three successive stories focus on how I view and conduct genealogical research and create stories of the past. I thought it would be appropriate to provide some background on how I approach and conduct research on family members and families in the past.

Hopefully these discussions about how I frame genealogical questions and conduct research do not get too deep or boring. I promise more stories about actual relatives will follow. I have so much material to produce these stories. I just hope I have sufficient time to get them out of my head for family members to enjoy. I also hope to get as many old photographs out of boxes for everyone to view and enjoy.

In order to answer the various questions that arise when reconstructing our family’s past, one needs to gather all the possible evidence, vet it for bias and authenticity, understand the larger historical picture presented by these facts and place them into context, and then make logical conclusions on what is a useful premise for a given story.

I am making it sound easy. 

It actually takes a lot of digging through physical and digital source material. It also takes a lot of patience, objectivity, tenacity, focus, analysis and luck to find information or facts that appear to document a simple assertion about someone or solve a genealogical question. It then may entail many hours of focused research and analysis to get all those facts and evidence somewhat straight, trustworthy and reliable. The final step is to attempt to package these facts or evidence in a manner that makes them come to life and become an interesting story.

My method and approach to genealogical research is basically a continuous process involved with evaluating historical evidence. What I write today may change based on subsequent discoveries of new facts about my family or alternative information on interpreting existing facts.

Despite having what one might think is a well established and documented outline of family facts, attempting to write about a particular subject often reveals holes in my research. The ‘devil is in the details‘. This motivates me to try to clean up and make my earlier research more reliable and trustworthy. This usually leads me down more “rabbit holes” of research. [1]

My Goals as an Amateur Genealogist and Family Historian

According to the Board for Certification of Genealogists (BCG), “All genealogists strive to reconstruct family histories or achieve genealogical goals that reflect historical reality as closely as possible.” [2] The BCG is a prominent organization in the field of genealogy that plays a crucial role in maintaining professional standards and credibility within the industry. [3]

The BCG statement above has been referenced by many professional and amateur genealogists and family historians. [4] This is a sound principle and standard to guide one’s research efforts. It is a central tenet that I follow. Whether all genealogists strive to abide by this standard is an open question.

Similar to other genealogists, I have several key objectives when conducting research. The following four come to mind:

  • A major goal is to trace, with the greatest accuracy, family lineages as far back in time as possible. This involves identifying direct ancestors through multiple generations and establishing kinship family trees among those ancestors.
  • Documenting personal information and histories on specific individual family members is a major goal.
  • Beyond names, dates, and family relationships, another goal is to discover personal stories, develop historical context, and interesting details about ancestors’ lives. This brings family history to life and creates a richer narrative.
  • I also am fortunate to have inherited a large body of photographs of descendants that lived within the last 200 years and material items that that were made or belonged to family descendants. A major goal is to share information about these photogtraphs and historical items to family members.and other interested parties.

My General Perspective on Genealogy and Family History

My views of genealogy and family history and research questions closely resemble the perspectives of an historian. I have the desire to place the information I may have on a given individual, family and kinship network in the historical context of a community or geographical area. I also have an interest in establishing plausible narratives of the movement of ancestors from one place to another.

There are perhaps a number of general influences on how I conduct my research and write my stories.. Three overarching outlooks are:

  1. My general perspective of traditional genealogical and family history research partly requires ‘looking through the lens’ of what C. Wright Mills called a ‘sociological imagination‘.
  2. I view traditional genealogy as a form of micro-history and social history. [5]
  3. I view an interrelatedness between traditional and genetic genealogy research that can create a more comprehensive and accurate picture of certain facets of our family history and kinship networks.

Sociological Imagination

A ‘sociological imagination‘ is a critical mindset for understanding the relationships between individuals and society and orienting genealogical research. C. Wright Mills introduced the concept of the sociological imagination in his 1959 book “The Sociological Imagination“. For genealogy and family history, it means putting genealogical evidence in context with larger social and cultural influences. [6]

In the context of genealogical research, the sociological imagination is a way of thinking of how to connect personal information of ancestors’ to historical information related to larger social structures, historical forces, and public issues at the time of their lives. Mills saw the sociological imagination as a critical tool for understanding the complex relationships between individuals and society.

Mills argued that neither individual lives nor the history of society can be understood without understanding both. It requires looking beyond personal circumstances and facts associated with family members in the past and considering the broader historical, cultural and social contexts that shaped their individual lives.

This perspective enables me to step back from looking at family members’ immediate personal experiences and facts and see how they connect to wider societal patterns and historical trends. It allows me to understand how biography and history intersect – how an ancestor’s personal experiences and related facts were shaped by their place in history and society.

Similar to Mills’ perspective, genealogists and historians in the past sixty-five years have also underscored that “one of the fundamental tenets of genealogy today is that we cannot trace our ancestors in isolation of their community”. [7]

‘History from Below’ – Microhistory and a Social Historical Perspective

The work and methods used by social historians have given me insight on how to broaden my approach to conduct genealogical research as well as craft family stories. They have revealed novel sources of gathering genealogical information and weaving that information in with traditional historical narratives at the community, regional and national levels. Depending on the subject of their research, I have also been able to incorporate their results in my writing.

In my view, similar to many genealogists and social historians, genealogy is the history of the common person. Some of our families may have had a “great person” in their past or have a “prominent family” in one of the branches of a family tree. These individuals or families are amply documented by facts and evidence from a variety of historical sources. They may even be memorialized by historians, newsprint or family narratives. However, most of our ancestors led common lives. Many of the vital facts about their lives are limited. Much of their lives were not directly documented or the sources of those documented facts were destroyed or remain hidden. [8]

(T)he majority of … people led quiet, blameless lives and left very few traces, and almost all sources of biography come with collision with authorities.  This tends to be for purposes of registration (birth, marriage, death, census, taxes, poor relief, etc) or for legal reasons, whether criminal… or civil. “ [9]

Most of our family ancestors were common people whose lives were not directly documented throughout stages of their lives. One of the inherent challenges in genealogical research is filling in the gaps, linking the few facts we discover about an ancestor or family through various other sources of evidence.

“History from the bottom up” is a historical approach that focuses on the lives of ordinary people and how they shape the past. It can be applied to a variety of scales, including: the individual level, family, local community, occupations and larger structural levels. Its methodological approach begins with small social groups, specific topics, and short time periods before expanding to broader contexts. It incorporates interdisciplinary methods from economics, statistics, and other social sciences. It challenges traditional top-down narratives by revealing how ordinary people actively shaped historical events. [10]

American social historians in the 1970s shifted away from studying elites and “great men” to examining the lives and experiences of ordinary people and marginalized groups. This “history from below” or “social history” approach aimed to reconstruct the perspectives of common people throughout history. The new social historians drew on methods and theories from other social sciences (such as sociology, demography, economics, anthropology, and geography) and genealogy. [11]

Social historians employed a variety of research methods that drew heavily from the social sciences. Quantitative methods became very popular among social historians in the 1960s-1970s. Quantification was seen as indispensable for doing “history from the bottom up” and understanding the local social structural influences on the lives of ordinary people. [12]

The field of social history later embraced greater ‘methodological pluralism’. Quantitative approaches continued but were supplemented by a diverse range of qualitative methods. “Methodological pluralism in history” refers to the idea that historians should not rely on just one type of source or method to study the past, but instead should utilize a variety of approaches, including quantitative data, qualitative interviews, archival documents, visual analysis, and oral histories, to gain a more comprehensive understanding of historical events and perspectives from different angles. It advocates for the use of multiple methodologies to avoid bias and provide a richer historical narrative. The goal was an integrative social history combining the best of both quantitative and qualitative approaches. [13]

Their research innovations were wedding historical individual level tracing practices associated with genealogical research and empirical approaches to examining community and regional population patterns. Part of their approach drew on the same sources and methods as those used by genealogists. The difference is the “the questions asked of the material”. [14]

Historians provide genealogists with many valuable perspectives that help to put families into clearer historical focus. Social historians examine broad social, economic, and demographic structures and long-term historical processes rather than specific events or individuals or families. Social historians look at factors like family and kinship systems, class structure, migration, ethnicity, patterns of work and leisure, and urbanization and industrialization.

Approaches utilized by social historians have increasingly documented the benefits of genealogy as a source of historical information and research methods associated with records and archival-research skills. Conversely, professional genealogists have underscored the need to place genealogical lineages and families into a broader social and historical context.

“The archival record is merely an artifact, a momentary product of a given act in time and space, and not a reflection of the context of life itself. It should be used as a window through which the broader events of life may be visualized and reconstructed.” [15]

As a professional genealogist Elizabeth Mills indicated, genealogy is micro-history and historical biography.

“Genealogists pluck individual people out of the typically nameless, faceless masses whom historians write about in broad terms. One by one, we breathe life back into people from the past. We piece together again the scattered fragments of their lives. We put them into their historical, social, and economic settings. Then we use our research and analytical skills to stitch these individuals together into the distinctive patchwork quilt that tells each family’s story. “ [16]

In the mid 1970s, Samuel Hays, an historian, urged genealogists to broaden the context of their family histories to make them more meaningful inquiries, to go beyond brief thumbnail biographies concerned with demographic facts of birth, death, occupation and family trees. [17]

Use of Genetic Genealogical Methods

Traditional genealogy and genetic genealogy are complementary approaches that work together to create a more complete picture of a family history. DNA testing can enhance traditional genealogical research in several key ways through autosomal DNA (atDNA), Y-DNA, and Mitochondrial DNA (mtDNA) testing and analysis. [18]

Autosomal DNA testing provides connections to relatives across all ancestral lines and have aided my efforts to identify relationships up to approximately five generations back. Y-DNA and mtDNA testing complement traditional genealogical research by providing distinct insights beyond the traditional paper trail associated with traditional genealogy into paternal and maternal lineages respectively.

DNA testing is often used in genealogical research simply to confirm or refute traditional paper evidence. However, there are other advantages in utilizing DNA evidence. Rob Spencer, a genetic genealogist that favors a macroscopic view of revealing broad genetic patterns from genetic data, points our attention to other utilities of DNA research in genealogy. DNA testing provides a broader approach in which DNA connects to previously unknown people, living or dead, who may have other evidence relevant to our ancestry. DNA can ‘jump over information gaps’ in a lineage to connect to earlier ancestors and geographic locations. 

Rob Spencer provides a graphic portrayal of tracing one’s ancestor’s based on three levels of research (illustration one). The first level deals with traditional genealogical ‘paper trails’ and research which can provide information in the recent past. Beyond 300 years, the paper trail tends to thin out and evaporate. [19]

Illustration One: Three Levels of Genealogical Research

Click for Larger View | Rob Spencer, Y and mtDNA, May 1, 2023, Case Studies in Macro Genealology, Presentation for the New York Genealogical and Biographical Society, Slide Five, July 2021, http://scaledinnovation.com/gg/mnl/mnl3.pdf

For example, within the first level of research in Spencer’s diagram, autosomal and Y-DNA can complement our efforts in documenting genealogy in the past six to ten generations. The results of Short Tandem Repeat (STR) DNA tests connected to other DNA testers can help build out family trees through information they might have on other family members. These DNA tests can help build out family tree where our paper records are limited. I have also been able to decipher the origins of the Griffis surname through traditional genealogy and Y DNA analysis. [20]

The use of Y-DNA research can help trace unknown ancestors prior to the use of surnames, pinpoint possible regional areas where ancestors lived, provide possible links to the recent past and link seemingly non-related individuals in the present to your genetic lineage. This is the second level in Spencer’s chart.

Y-SNP (Single nucleotide Single Nucleotide Polymorphism) DNA testing and research, coupled with archaeological and paleo-genomic discoveries can also shed light on macro level connections to migration patterns that can be associated with genetic ancestors.

Y-STR and Y-SNP testing have distinct characteristics that make them suitable for different types of genetic analysis, as reflected in the following table.

Comparison of STRs and SNPs

FeatureSTRsSNPs
Mutation RateHigherLower
StabilityLess stableVery stable
ReversibilityCan reverseRarely reverse
Time ScaleRecent ancestry
~ 1,500 years ago
Ancient ancestry
~ 50,000 years ago

Using various types of DNA tests can increase the success of discovering additional genealogical information.

  1. Finding genealogical matches with different surnames. Since the Griff(is)(es)(ith) surname was a Welsh surname, the use of surnames did not become firmly established in certain parts of Wales until the late 1700’s to mid 1800’s. The use of Y-STR and Y-SNP DNA tests increases the chances of finding genetically related ancestors with different surnames in Europe.
  2. Finding genealogical matches currently confirmed through traditional research. The Y-STR DNA test can find matches with individuals that have already been documented in my family tree. Additional clues to male family members that are descendants of William Griffis can be found.
  3. Finding genealogical matches that point to Wales. Regardless of surname, genetic descendants can potentially be located in Wales and in Europe in general.
  4. Identify unknown ancestors and lineages in timelines where no records exist.  The DNA test could narrow the search of male ancestors to specific genetic Y-DNA lines and identify the branching in these paternal lines. 
  5. Identify ancient groups and migration patterns associated with the genertic paternal line. The Y-SNP and Y-STR DNA tests are able to obtain information on the patrilineal line at a higher, anthropological level and gain insights into the population level migratory patterns and that can be correlated with of the lineage.

Genealogy and Family History

I oftentimes use terms ‘family history‘ and ‘genealogy‘ interchangeably. Granted, the two terms and orientations do have subtle differences or priorities. Despite those differences, they are inextricably connected in most of our family storytelling. [21]

I believe the subtle differences between the two terms are more apparent when genetic genealogical research is introduced. Genealogical time is stretched beyond the time span of 300 years that is usually associated with traditional genealogical research, The ability to provide a family history of a given person or family diminishes and eventually vanishes as we go back in time. Traditional records evaporate after a number of generations and are replaced with genetic mutations from DNA tests or paleo artifacts. 

Our terminology consequently changes and the focus of our story changes as we go back in time. We gradually start looking at our respective family descendants in terms of genetic distance, the location and movement of genetic lineages and haplogroups, and the presence of ancient cultures that might correlate with where our descendants may have been situated.

Genetic genealogy introduces a different view of time and the analysis of ‘genealogical facts’. If we add genetic genealogy as another possible source of genealogical methods to retrieve facts and evidence, then the notion of time radically expands in scope and how we perceive and measure time and view genealogical stories.

The type and nature of genealogical stories change. These stories will invariably focus on genetic distance rather than generations. As we get further away from the present and beyond ten generations ago, the stories will generally shift from individuals and families to lineages representing faceless individuals and groups. The branches in family trees no longer represent individuals but historical points of genetic mutations where we can pinpoint the ‘most common recent ancestor‘.

Sources

Feature Image: An amalgam of stock photographs about genealology from: Alpenwild: Alpine Adventures Perfected, https://www.alpenwild.com/staticpage/genealogy-research-in-germany-switzerland/ ; and from https://stock.adobe.com/

[1] See my Story: Part Three: How Do You Spell Griffis? April 2, 2022. The present story is an expansion and revision of my discussion of how I evaluated different sources of evidence when examining the different spellings of the Griffis(th)(es) surname among descendants of William Griffis, our genealogical “brick wall’ based on traditional sources of genealogical information for the surname.

[2] First sentence of Chapter One, Board for Certification of Genealogists, Genealogy Standards Nashville: Turner Publishing Co., 2021

[3] Founded in 1964 by Fellows of the American Society of Genealogists, the BCG serves as a certifying body for genealogistsThe BCG’s primary mission is to foster public confidence in genealogy as a respected branch of history. It accomplishes this through two main approaches:

  • Standards Promotion: The organization promotes and maintains high ethical and technical standards in genealogical research and writing
  • Certification: The BCG offers a rigorous certification process for genealogists, granting the title of Certified Genealogist (CG) to those who meet their stringent standards.

The BCG publishes the “Genealogy Standards,” which serves as an official manual and guide for family historians. This publication outlines the standards expected in genealogical research and writing.

Board for Certification of Genealogists, BCG, FamilySearch Wiki, This page was last edited on 4 November 2022, https://www.familysearch.org/en/wiki/Board_for_Certification_of_Genealogists,_BCG

Board for Certification of Genealogists, Genealogy Standards, second edition revised (Nashville: Ancestry.com, 2021)

[4] This quote is often used as a preamble to discussing genealogical methods and research. See for example:

Alice Childs, Genealogy Terminology: Genealogical Proof Standard, May 1, 2019, Alice Childs Blog, https://alicechilds.com/genealogy-terminology-genealogical-proof-standard/

Liz Sonnenberg, Seeking the True Story, May 17, 2023, Modern Memoirs Publishing, https://www.modernmemoirs.com/mmblog/2023/5/seeking-the-true-story

Linda Harms Okazaki, LGBTQ+ genealogy – Be proud of your ancestors, Jun 22, 2023, Nichi Bei News, https://www.nichibei.org/2023/06/finding-your-nikkei-roots-lgbtq-genealogy-be-proud-of-your-ancestors/

[5] Micro-history is a genre of historical research and writing that focuses on small-scale subjects or events to illuminate larger historical issues and trends. Microhistory offers a way to illuminate the textures of everyday life in the past and connect individual experiences to broader historical forces. By zooming in on small-scale subjects, it aims to reveal insights about historical processes that may be obscured at larger scales of analysis.

This approach emerged in the 1970s as a reaction against broad quantitative social history approaches.

For some micohistorians, their focus is on outliers rather than looking for the average individual as found by the application of quantitative research methods. In microhistory the term “normal exception” is used to penetrate the importance of this perspective.

Core Principles of micro-history are:

  • Uncover the lived experiences of ordinary people and marginalized groups;
  • Focus on small units of study, such as an individual, family, community, or specific event;
  • Ask “large questions in small places” by connecting micro-level details to macro-level historical processes.

The methodological approach of microhistory tends to:

  • Involve the analysis of primary sources and archival documents;
  • Use narrative techniques to tell stories about the past;
  • Utilize personal documents ( “ego documents”) like diaries and letters to access historical actors’ perspectives;
  • Track clues across multiple sources to discover hidden connections; and
  • Employ what has ben called the “evidential paradigm” – using small details to make larger inferences

Microhistory, Wikipedia, This page was last edited on 22 March 2024, https://en.wikipedia.org/wiki/Microhistory

Sigurdur Gylfi Magnusson, What is Microhistory?, History News Network, https://www.hnn.us/article/what-is-microhistory

Ginzburg, Carlo, et al. “Microhistory: Two or Three Things That I Know about It.” Critical Inquiry, vol. 20, no. 1, 1993, pp. 10–35. JSTOR, http://www.jstor.org/stable/1343946

Burke, Peter (1991). “On Microhistory”. In Levi, Giovanni (ed.). New Perspectives on Historical Writing. New Perspectives on Historical Writing. (1992). United States: Pennsylvania State University Press.

[6] Mills, C. Wright, The sociological Imagination, New York: Oxford University press, 1959, https://www.google.com/books/edition/The_Sociological_Imagination/UTQ6OkKwszoC

See also:

The Sociological Imagination, Wikipedia, This page was last edited on 13 August 2024, https://en.wikipedia.org/wiki/The_Sociological_Imagination

Rose, Arnold M. “Varieties of Sociological Imagination.” American Sociological Review, vol. 34, no. 5, 1969, pp. 623–30. JSTOR, https://doi.org/10.2307/2092299

Winter, Gibson. “The Sociological Imagination.” The Christian Scholar, vol. 43, no. 1, 1960, pp. 61–64. JSTOR, http://www.jstor.org/stable/41177145

Allen, Danielle. “On the Sociological Imagination.” Critical Inquiry, vol. 30, no. 2, 2004, pp. 340–41. JSTOR, https://doi.org/10.1086/421129

Kolb, William L. “Values, Politics, and Sociology.” American Sociological Review, vol. 25, no. 6, 1960, pp. 966–69. JSTOR, https://doi.org/10.2307/2089989

[7] Elizabeth Shown Mills, Bridging the Historic Divide: Family History and “Academic” History, “History or Genealogy? Why Not Both?” presented at the Indianapolis-based Midwestern Roots Conference, Sponsored jointly by the Indiana Historical Society and the Indiana Genealogy Society, August 2004, Page 2 https://www.historicpathways.com/download/bridghisdivideivide.pdf

See also:

Elizabeth Shown Mills, Academia vs. Genealogy Prospects for Reconciliation,  National Genealogical Society Quartrerly, Volume 71 , Number 2, June 1983, Pages 99 – 106 , https://www.historicpathways.com/download/acadvgenea.pdf

Elizabeth Shown Mills, Genealogy in the “Information Age”: History’s New Frontier?, national Genealogical Society Quarterly 91 (December) 2003, Pages 260-277, https://historicpathways.com/download/genininfoage.pdf

Taylor, Robert & Ralph J. Crandall, Historians and Genealogists: An Emerging Community of Interest, Chapter One in Robert M. Taylor & Ralph J. Crandall, Eds., General and Change: Genealogical Perspectives in Social History, Macon: Mercer University Press, 1986, Pages 3 – 28

Hays, Samuel P., History and Genealogy: Patterns of Change and Prospects for Cooperation, Cahpeter Two in Robert M. Taylor & Ralph J. Crandall, Eds., General and Change: Genealogical Perspectives in Social History, Macon: Mercer University Press, 1986, Pages 29 – 52

[8] For a similar view, see: Lisson, Lisa, Use Social History in Genealogy Research – Telling Your Ancestors’ Stories, Dec 2, 2019, Are you My cousin? Genealogy, https://lisalisson.com/social-history-genealogy/ 

[9] Durie, Bruce, Welsh Genealogy, Stroud, United Kingdom: The History Press, 2013, Page 7

[10] French historian Lucien Febvre first articulated the concept in 1932 as “histoire vue d’en bas et non d’en haut”. E.P. Thompson’s work, particularly “The Making of the English Working Class,” helped establish this approach. The movement gained momentum during the 1960s alongside social movements for civil rights and equality.

This approach emerged as a challenge to prevailing historical traditions, seeking to understand how common people, workers, marginalized groups, and the lower strata of society shaped and were shaped by historical events. This approach examined lives of laborers, families, and communities. It analyzed daily experiences, culture, and social conditions of ordinary people. Its contemporary significance provides a more inclusive and comprehensive view of historical events. It helps recover voices of those traditionally excluded from historical narratives

Manning, Patrick, The case for ‘Bottom-Up’ History, 1 Nov 2022, Patrick Manning Blog, https://patrickmanningworldhistorian.com/blog/culture-knowledge/the-case-for-bottom-up-history/

Boyce, Bruce, History From the Bottom Up 1 Aug 2020, I Take My Hsitory with My Coffee, https://www.itakehistory.com/post/history-from-the-bottom-up

Richard Evans, In Defense of History (London, UK: Granta Books, 1997), 161.

E.P. Thompson, The Making of the English Working Class (London, UK: Victor Gollancz, Ltd, 1965), 194.

Eileen Cheng, Historiography: an Introductory Guide (New York, NY: Bloomsbury, 2012), 136.

[11] Social History, Wikipedia, This page was last edited on 15 September 2024, https://en.wikipedia.org/wiki/Social_history

Social Science History, Wikipedia, This page was last edited on 1 January 2024, https://en.wikipedia.org/wiki/Social_Science_History

The following are samples of social history research in this time period:

Walkowitz, Daniel , Worker City, Company Town, Urbana: University of Illinois Press, 1978

Hershberg, T. (1973). The Philadelphia Social History Project: A Methodological History. United States: Stanford University.

Kladstriup, Regan, Philadelphia Social History project,The Encyclopadia of Greater Philadelphia,  https://philadelphiaencyclopedia.org/essays/philadelphia-social-history-project/

Lardner, James. “History by Numbers: Defending Computers as Contemporary Tool.” The Washington Post, March 9, 1982.

Hershberg, Theodore, et al. “The Philadelphia Social History Project,” Historical Methods Newsletter special issue, v.9, no.2-3 (March-June 1976).

Hershberg, Theodore, ed. Philadelphia: Work, Space, Family, and Group Experience in the Nineteenth Century, Essays Toward an Interdisciplinary History of the City. Oxford: Oxford University Press, 1981.

Furstenberg, Frank Jr., Theodore Hershberg, and John Modell. “The Origins of the Female-Headed Black Family: The Impact of the Urban Environment,” Journal of Interdisciplinary History, vol. 6, no. 2 (September 1975), 211-33.

Glassberg, Eudice. “Work, Wages and the Cost of Living: Ethnic Differences and the Poverty Line, Philadelphia, 1880.” Pennsylvania History, vol. 46, no. 1 (January 1979), 17-58

Haines, Michael. “Fertility and Marriage in a Nineteenth-Century Industrial City: Philadelphia, 1850-1880,” Journal of Economic History, vol. 40, no. 1 (March 1980), 151-158

Laurie, Bruce, Theodore Hershberg, and George Alter. “Immigrants and Industry: The Philadelphia Experience, 1850-1880,” Journal of Social History, vol. 9, no. 2 (Winter 1975), 219-248.

Laurie, Bruce. Working People of Philadelphia, 1800-1850. Philadelphia: Temple University Press, 1980.

Modell, John, Frank F. Furstenberg Jr., and Theodore Hershberg. “Social Change and Transitions to Adulthood in Historical Perspective,” Journal of Family History, vol. 1, no. 1 (September 1976), 7-32.

Seaman, Jeff, and Gretchen Condran. “Nominal Record Linkage by Machine and Hand: An Investigation of Linkage Techniques Using the Manuscript Census and the Death Register, Philadelphia, 1880,” 1979 Proceedings of the Social Statistics Section of the American Statistical Association, 678-683.

See also:

Clayton, Mary Kupiec, Elliott J. Gorn, Peter W. Williams, Encyclopedia of American social history, 3 Volumes, New York: Scribner, 1993, Volume II:  https://archive.org/details/encyclopediaofam0002unse_d6v8/page/n5/mode/2up

Cross, Michael S, updated by Julia Skikavich, March 4, 2015, The Canadian Encyclopedia, https://www.thecanadianencyclopedia.ca/en/article/social-history

Fairburn, Miles, Social History: problems, strategies, and methods, New York : St. Martin’s Press, 1999, https://archive.org/details/socialhistorypro0000fair_d9v5

Himmelfarb, Gertrude. “The Writing of Social History: Recent Studies of 19th Century England.” Journal of British Studies, vol. 11, no. 1, 1971, pp. 148–70. JSTORhttp://www.jstor.org/stable/175042 

Staughton Lynd, Doing History From the Bottom Up: On E. P. Thompson, Howard Zinn, and rebuilding the labor movement from below, Haymarket, eBook, 2014

Peter N. Stearns, “Social History and World History: Prospects for Collaboration.” Journal of World History 2007 18(1): 43-52

[12] Some key quantitative approaches included:

  • Historical demography using parish registers and censuses to study population trends;
  • Economic history combining firm-level or individual data wit statistics to test economic hypotheses;
  • Political history analyzing voting statistics and legislative roll calls; and 
  • Large digitization projects to create databases of historical records for quantitative analysis.

The use of quantitative methods in leading historical journals declined sharply after the mid-1980s. Many social historians began moving away from economic and social science frameworks.

[13] The field has evolved to recognize that the selection of methodological approaches should be based on pragmatic considerations rather than rigid adherence to a single method. This has led to more innovative and comprehensive research approaches, particularly in studying complex social phenomena.

Methodological Pluralism, encyclopedia.com, https://www.encyclopedia.com/social-sciences/dictionaries-thesauruses-pictures-and-press-releases/methodological-pluralism

For examples of social history studies that I have utilized that analyze macroscopic historical trends with microscopic or local historical data that is similar to genealogical approaches, see the following for a good overview of the various approaches used to understanding German immigration:

Kamphoefner, Walter, D., The Westfalians, Princeton: Princeton University Press, 1987 

Walter D. Kamphoefner, “Immigrant Epistolary and Epistemology: On the Motivators and Mentality of Nineteenth-Century German Immigrants,” Journal of American Ethnic History 28, no. 3 (Spring 2009): 34 

Rudolph Vecoli, European Americans: From Immigrants to Ethnics, Section I : Immigrants, Ethnics, Americans, Cleveland Ethnic Heritage Studies, Press Books, Cleveland State University 1976. https://pressbooks.ulib.csuohio.edu/ethnicity/chapter/european-americans-from-immigrants-to-ethnics/

James Boyd in his Introduction to his PhD Dissertation , The Limits to Structural Explanation, provides a good overview of the historical approaches that have been used for explaining German migration to America, see: 

James D. Boyd, An Investigation into the Structural Causes of German-American Mass Migration in the Nineteenth Century, Submitted for the award of PhD, History, Cardiff University 2013, https://orca.cardiff.ac.uk/id/eprint/47612/1/2013boydjdphd.pdf

Helbich, Wolfgang. “German Research on German Migration to the United States.” Amerikastudien / American Studies, vol. 54, no. 3, 2009, pp. 383–404. JSTORhttp://www.jstor.org/stable/41158447

Günter Moltmann, “Migrations from Germany to North America: New Perspectives.” Reviews in American History, vol. 14, no. 4, 1986, pp. 580–96. JSTORhttps://doi.org/10.2307/2702202

Wegge, Simone A. “Chain Migration and Information Networks: Evidence from Nineteenth-Century Hesse-Cassel.” The Journal of Economic History, vol. 58, no. 4, 1998, pp. 957–86. JSTORhttp://www.jstor.org/stable/2566846

Cohn, Raymond L., and Simone A. Wegge. “Overseas Passenger Fares and Emigration from Germany in the Mid-Nineteenth Century.” Social Science History, vol. 41, no. 3, 2017, pp. 403. JSTORhttps://www.jstor.org/stable/90017919

Wegge, Simone A. To part or not to part: emigration and inheritance institutions in mid-19th century Germany. Explorations in Economic History 36, 1999, pp. 30-55.

Nadel, Stanley, Little Germany: Ethnicity, Religion, and Class in New York City 1845-80, Urbana:University of Illinois Press, 1990,

Félix Krawatzek and Gwendolyn Sasse, Writing home: how German immigrants found their place in the US, February 18, 20016, The Conversation, https://theconversation.com/writing-home-how-german-immigrants-found-their-place-in-the-us-53342

Félix Krawatzek, Gwendolyn Sasse, The simultaneity of feeling German and being American: Analyzing 150 years of private migrant correspondence, Migration Studies, Volume 8, Issue 2, June 2020, Pages 161–188  https://doi.org/10.1093/migration/mny014

Félix Krawatzek and Gwendolyn Sasse, Deciphering Migrants’ Letters, November 28, 2018, comparative Studies in Society and History, https://sites.lsa.umich.edu/cssh/tag/krawatzek/

Walter D. Kamphoefner, Wolfgang Helbich, et al., Editors., News from the Land of Freedom: German Immigrants Write Home (Documents in American Social History) : Cornell University Press, 1991.

[14] Hays, Samuel P., History and Genealogy: Patterns of Change and Prospects for Cooperation, Chapter Two in Robert M. Taylor & Ralph J. Crandall, Eds., General and Change: Genealogical Perspectives in Social History, Macon: Mercer University Press, 1986, Pages 47

[15] Hays, Samuel P., History and Genealogy: Patterns of Change and Prospects for Cooperation, Chapter Two in Robert M. Taylor & Ralph J. Crandall, Eds., General and Change: Genealogical Perspectives in Social History, Macon: Mercer University Press, 1986, Pages 43

[16] Elizabeth Shown Mills, Bridging the Historic Divide: Family History and “Academic” History, “History or Genealogy? Why Not Both?” presented at the Indianapolis-based Midwestern Roots Conference, Sponsored jointly by the Indiana Historical Society and the Indiana Genealogy Society, August 2004, Page 3 https://www.historicpathways.com/download/bridghisdivideivide.pdf

See also:

Lenstra, Noah , ‘Democratizing ‘ Genealogy and Family Heritage Practices: the View from Urbana, Illinois, In Encounters with Popular Pasts: Cultural Heritage and Popular Culture, Mike Robinson and Helaine Silverman, eds., NewYork: Springer 2015, Page 203

De Groot, Jerome, On Genealogy, The Public Historian, Volume 37, Issue 3, August 2015, Page  119, https://online.ucpress.edu/tph/article-abstract/37/3/102/89479/International-Federation-for-Public-History?redirectedFrom=fulltext

Tucker, Susan. 2016. City of Remembering: A History of Genealogy in New Orleans. Jackson: University Press of Mississippi, 2016, Page 165

Creet, Julia, The Genealogical Sublime, Amherst: University of Massachusetts Press, 2020, Page 168

Weil, François. 2007. John Farmer and the Making of American Genealogy. New England Quarterly 80. Pages 408–34., Page 181, https://direct.mit.edu/tneq/article-abstract/80/3/408/15801/John-Farmer-and-the-Making-of-American-Genealogy?redirectedFrom=fulltext

Hareven, Tamara, K., The Search for Generational Memoriy: Tribal Rites in Industrial Society. Daedalus, 107, 1978, Pages 137 – 149

Taylor, Robert M. 1982. Summoning the Wandering Tribes: Genealogy and Family Reunions in American History. Journal of Social History 16, Pages 21–35, https://academic.oup.com/jsh/article-abstract/16/2/21/1031592?redirectedFrom=fulltext

Bidlack, Russell E. 1983. Librarians and Genealogical Research. In Ethnic Genealogy: A Research Guide. Edited by Jessie Carney Smith, Westport: Greenwood Press.1983, Page 9

Morgan, Francesca. 2010a. A Noble Pursuit? Bourgeois America’s Uses of Lineage. In The American Bourgeoisie: Distinction and Identity in the Nineteenth Century. Edited by Sven Beckert and Julia Rosenbaum. New York: Palgrave, 2010, Page 144

[17] Hays, Samuel P., History and Genealogy: Patterns of Change and Prospects for Cooperation, Chapter Two in Robert M. Taylor & Ralph J. Crandall, Eds., General and Change: Genealogical Perspectives in Social History, Macon: Mercer University Press, 1986

[18] Autosomal DNA, This page was last edited on 21 October 2020, International Society of Genetic Genealogy Wiki, https://isogg.org/wiki/Autosomal_DNA

Genetic genealogy, This page was last edited on 27 March 2022,, International Society of Genetic Genealogy Wiki, https://isogg.org/wiki/Genetic_genealogy

Mitochondrial DNA, This page was last edited on 22 May 2018, International Society of Genetic Genealogy Wiki, https://isogg.org/wiki/Mitochondrial_DNA

Mitochondrial DNA tests, This page was last edited on 13 February 2021, https://isogg.org/wiki/Mitochondrial_DNA_tests

[19] Rob Spencer, Y and mtDNA, May 1, 2023, Case Studies in Macro Genealology, Presentation for the New York Genealogical and Biographical Society, Slide Five, July 2021, http://scaledinnovation.com/gg/mnl/mnl3.pdf

[20] Y-STR DNA testing is a specialized form of DNA analysis that exclusively examines short tandem repeats (STRs) found on the male Y chromosome. Y-STR testing can help identify ancestral origins and migration patterns, though with some limitations. The test examines specific patterns on the Y chromosome that are passed down through paternal lineages, creating unique signatures that can trace geographical ancestry.

Y-STRs (Short Tandem Repeats) differ from other Y-SNP markers like SNPs in several key ways. STRs mutate more frequently over time and through generations than SNPs. Changes can occur roughly once every 500 transmissions. Multiple mutations at the same location are common. Y STR analyses are better for looking at recent genealogical connections and useful for determining time frames between common ancestors. They are less effective for deep ancestral research.

Unlike STR DNA, SNP DNA is very stable over many generations. When a mutation does occur, it is carried indefinitely by the male descendants of the individual in whom the SNP was formed – the ‘SNP Progenitor’. This makes SNP DNA testing particularly useful for distinguishing one genetic lineage from another.

Chris Gunter, Single Nucleotide Polymorphisms (SNPS), National Human Genome Research Institute, 12 Sep 2022, https://www.genome.gov/genetics-glossary/Single-Nucleotide-Polymorphisms

What are single nucleotide polymorphisms (SNPs)?, National Library of Medicine, accessed 10 Jul 2022, https://medlineplus.gov/genetics/understanding/genomicresearch/snp/

Single-nucleotide polymorphism, Wikipedia, page accessed 4 Apr 0222,  https://en.wikipedia.org/wiki/Single-nucleotide_polymorphism

What are SNP’s, Genetics Generation, Page accessed 15 Jun 2022, https://knowgenetics.org/snps/

Sampson JN, Kidd KK, Kidd JR, Zhao H. Selecting SNPs to identify ancestry. Ann Hum Genet. 2011 Jul;75(4):539-53. https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3141729/

National Institute of Justice, “What Is STR Analysis?,” March 2, 2011, nij.ojp.gov: 
https://nij.ojp.gov/topics/articles/what-str-analysis

STR analysis, Wikipedia, page was last edited on 13 June 2022, page accessed, 4 Sep 2022, https://en.wikipedia.org/wiki/STR_analysis

Short Tandem Repeat, International Society of Genetic Genealology Wiki, page was last edited on 31 January 2017,page accessed 10 Oct 2022, https://isogg.org/wiki/Short_tandem_repeat

Wei W, Ayub Q, Xue Y, Tyler-Smith C. A comparison of Y-chromosomal lineage dating using either resequencing or Y-SNP plus Y-STR genotyping. Forensic Sci Int Genet. 2013 Dec;7(6):568-572. doi: 10.1016/j.fsigen.2013.03.014. Epub 2013 Jun 13. PMID: 23768990; PMCID: PMC3820021. https://pmc.ncbi.nlm.nih.gov/articles/PMC3820021/

Y-STR, Wikipedia, This page was last edited on 15 February 2024, https://en.wikipedia.org/wiki/Y-STR

A Comparison of Our Y-DNA Tests, FamilyTreeDNA Help Center, https://help.familytreedna.com/hc/en-us/articles/5579319716111-A-Comparison-of-Our-Y-DNA-Tests

[21] Regarding the use of the terms family historian versus genealogist, here are a few examples of the discourse on whether they are distinct or not.

Andrew Koch, Genealogy vs. Family History | Definitions and Examples of Each, Family Tree Magazine, April 2023, https://familytreemagazine.com/general-genealogy/what-is-genealogy-family-history/

Are Genealogy and Family History different?, National Genealogical Society, https://www.ngsgenealogy.org/family-history/, https://www.familysearch.org/en/wiki/Genealogy

Genealogy, Family Search Wik, This page was last edited on 11 May 2023, https://www.familysearch.org/en/wiki/Genealogy

The Differences between a Genealogist and a Family Historian, FamilyTree,    Page accessed Nov 11, 2023 , www.familytree.com/blog/the-differences-between-a-genealogist-and-a-family-historian/

James Tanner, Am I a genealogist or a family historian?, Feb 18, 2014, Genealogy’s Star, Blog, https://genealogysstar.blogspot.com/2014/02/am-i-genealogist-or-family-historian.html

Paul Chiddicks, Are you a Genealogist or Family Historian?, The Chiddicks family Tree,, Blog, July 17, 2021, https://chiddicksfamilytree.com/2021/07/17/are-you-a-genealogist-or-family-historian/

Genealogist or Family Historian… Do You Think There is  a Difference???, Journey Through the Generations, Nov 5 2018, https://journeythroughthegenerations.com/2018/11/05/genealogist-or-family-historian-do-you-think-there-is-a-difference/

Lene Kottal, From Data to Narrative: Genealogist versus Family Historian, Genealogist Kottal Blog, Page accessed October 5, 2023,  https://www.genealogistkottal.com/danish-genealogy-blog/from-data-to-narrative-genealogist-versus-family-historian/

Autosomal DNA Tests: Estimating Genetic Relationships and Discovering Relatives

In prior posts, I discussed the utility of Y-DNA tests as a possible avenue to gain insights and possible leads on identifying information about tracing the lineage associated with family surnames for the Griffis(ith)(es) family. [1] I have not discussed my experience of using autosomal DNA tests for genealogical and family research.

There are perhaps two unique things that atDNA tests can provide. They can:

  • identify unknown living relatives and their possible relationships; and
  • identify a possible relationship of a common ancestor that you share with a living relative.

My experience with atDNA tests have largely resulted in the initial discovery of many living third to fifth generational cousins. However, all of these distant cousins fail to document their respective lines of descent in various DNA company databases. The lack of this additional genealogical information makes it difficult to document where our common distant family connections are located.

A few of the genetic connections from the atDNA tests have provided documentation on common family connections. Based on their information, I have been able to identify a few distant connections. On two other occasions, I have discovered two half brothers.

This three part story focuses on the merits and limitations as well as my personal experience of using autosomal DNA (atDNA) tests for documenting genetic kinship ties in the Griffis family. This part provides general background to make sense of the DNA results. The second part of the story discusses my ongoing DNA discoveries from these tests. As such, the information can change in the future. The third part is devoted to my profound discovery of having two half siblings David and Greg.

General Comparison of DNA Tests

Depending on the DNA test, they tell you how much of their DNA you have inherited from unspecified ancestors on each side of your family or how far back you can trace genetic lineages through a maternal or paternal line. Genetic genealogy or results from DNA tests do not tell you where each member on your family tree lived or provide information on their specific family relationships.

DNA results can identify matches of living individuals and their possible shared kinship relationships. These estimates are based on the amount of shared DNA segments between the match and you. When it comes to identifying specific individuals and verifying kinship relationships, traditional genealogical research is typically required for interpretation of the results. [2]

There are basically three types of genetic tests used in genealogical research. Autosomal ancestry (atDNA), Y-DNA, and mitochondrial DNA (mtDNA) tests (see illustration one below). Autosomal tests can analyze a broader range of genetic family network ties than the Y-DNA or mtDNA tests. Y-DNA and mtDNA tests respectively trace the paternal and maternal sides of one’s genetic history. The atDNA tests are broader in their ability to trace genetic relatives on both sides of your family tree. However, their effectiveness of tracing ancestors is limited in terms of how many generations back they can effectively provide results. Another unique characteristic of the atDNA tests is matching living test takers through the amount of shared autosomal DNA.

Illustration One: Three Types of DNA Tests

Click for Larger View | Source: Modified version of an image found at Edward Sweeney, Types of DNA Test, MacDugall DNA Research Project, https://macdougalldna.org/types-of-dna-test-b/

As indicated in table one, while limited to the paternal line of descent, Y-DNA tests can effectively track male genetic descendants back around 300,000 years. Mitochondrial testing of the matrilineal line can also provide results that go back over 140 thousands of years. The popular atDNA ‘ethnicity’ tests can trace back through a limited number of generations. While women have two X chromosomes, DNA testing of the X-DNA is usually tested along with other chromosomes as part of an atDNA test. [3]

Table 1: Type of DNA Testing

CharacteristicAutosomal
DNA (atDNA)
Y – DNA (YDNA)Mitochondrial
DNA (mtDNA)
What does it test?All autosomal chromosomesY chromosomeMitochondria
Available toBoth males and
females
Only males can
take test
Both males and
females
How far back?5 – 9 generations~155,000 Years~200,000+ years
Source of TestingAutosomal
Chromosomes
Y ChromosomeX Chromosom
found in Mitochondria
What genealogical lines tested?All ancestry linesOnly Paternal (father’s
father’s father, etc)
Maternal (mother’s
mother’s mother, etc.)
Benefits – utilityFinding relatives within
a few generations, determining broader
ethnicity estimations,
identifying potential
matches across both sides
Tracing direct
paternal lines, surnames,
identifying specific
paternal lineages and haplogroups,
studying deep paternal ancestry
Tracing a direct
maternal line,
identifying maternal haplogroups,
analyzing ancient
ancestry patterns
Available from
the following
companies:
– ancestry.com
– Family Tree DNA
– 23andMe
– Myheritage
– Living DNA
– Family Tree DNA
– 23andME (high level)
– YSEQ
– Full Genome Corp
– Family Tree DNA
– 23andMe
– YSEQ
– Full Genome Corp

Autosomal DNA tests are useful for finding relatives, such as unknown relatives, clarifying uncertain family relationships and identifying distant relatives. Typically DNA companies identify matches up to six generations. The Y-DNA and mtDNA tests, while limited to only tracing paternal lines or maternal lines respectively, can trace genetic lineage back over 150,000 years.

Popularity of Autosomal DNA Tests

“For about a hundred dollars, it is now possible to spit into a tube, drop it in the mail, and within a couple of months gain access to a list of likely relatives. If you have any colonial American ancestors, the first thing you realize, taking a DNA test for genealogical purposes, is that potential sixth cousins are a whole lot easier to come by than you ever imagined. Even fifth cousins — people with whom you share a fourth great-grandparent — aren’t a particular scarcity.” [4]

These tests provide information about an individual’s ancestral roots, and they can help to connect people with their relatives, sometimes as distantly related as fourth or fifth cousins. Such information can be particularly useful when a person does not know their genealogical ancestry (eg. many adoptees and the descendants of forced migrants). [5]

The direct-to-consumer genetic testing market has shown significant growth in recent years, but there are indications of a recent slowdown in sales in 2023.

As many people purchased consumer DNA tests in 2018 as in all previous years combined. [6] Combined with prior years of personal consumer testing, more than 26 million consumers had added their DNA to ostensibly four leading commercial ancestry and health databases.

Chart One: atDNA Database Growth

Click for Larger View | Source: 23andMe Has More Than 10 Million Customers, April 8, 2019, The DNA Geek Blog, https://thednageek.com/23andme-has-more-than-10-million-customers/

In late 2019, there were signs of declining sales. Ancestry and 23andMe saw drops in direct website sales of 38% and 54% respectively compared to 2018. [7]

“Less than five years ago, consumer DNA tests were being hailed as the innovative technology of the future—but today, declining sales have forced several companies in the field to scale back their workforces and adjust their business strategies.” [8]

Market data from DNA companies suggest that the market continues to grow, albeit at a slower rate than the initial boom years. Projections include all type of DNA tests (e.g. genetic relatedness, ancestry, lifestyle wellness, reproductive health, personalized medicine, sports nutrition, reproductive health, diagnostics and others). Factors like market saturation among early adopters and privacy concerns may be contributing to the moderation in growth rates.

Despite the decade-long rise in sales, in 2020 there was a sudden decline in interest. Two of the leading companies, 23andMe and AncestryDNA, experienced declines in sales of DNA ancestry kits of 54 and 38 percent, respectively. The decline was attributed to market saturation, economic recession related to the COVID-19 pandemic, and privacy concerns. [9]

Since 2021, 23andMe, a prominent direct-to-consumer genetic testing company, has faced significant financial challenges that have raised concerns about its future and the security of customer data. The company’s financial situation has deteriorated rapidly. Its stock price has plummeted, losing over 97% of its value since going public in 2021. 23andMe is reportedly on the verge of bankruptcy and has never turned a profit.  In 2023, the company suffered a major data breach affecting nearly 7 million users. The company has had turnover of board members and internal dissension between board members and executive management. [10]

This situation surrounding 23andMe serves as a cautionary tale about the risks associated with entrusting sensitive genetic information to private companies and highlights the need for robust data protection measures in the rapidly evolving field of consumer genomics. It also underscores the need to have back up contingencies of one’s DNA data. [10a]

What do atDNA Tests Measure?

Autosomal DNA tests basically measure five things.

  1. Genetic Markers: atDNA tests look at hundreds of thousands of genetic markers in a DNA sample called single nucleotide polymorphisms (SNPs) across the 22 autosomal chromosome pairs. More on SNPs later in this story. These sampled SNPs represent DNA sequences that can be used to efficiently identify genetic differences and similarities between individuals.
  2. Inheritance Patterns: The tests examine the autosomal DNA inherited from both parents, which includes genetic contributions from all recent ancestors. This allows for connections to be made with relatives on all “recent” branches of a family tree, not just direct paternal or maternal lines in the past six or so generations.
  3. Genetic Relatives: The tests identify shared DNA segments between the test taker and other individuals in the DNA test company’s database, allowing for the discovery of genetic relatives that are living and linking each matched DNA tester to past generations.
  4. Ethnicity Estimates: By comparing an individual’s genetic markers to reference populations maintained by a DNA test company, autosomal DNA tests can provide estimates of a person’s ancestral origins and ethnic background.
  5. Health Traits: Many atDNA testing companies also include screening for certain inherited health conditions or physical traits that can play in one’s life to identify certain genetic code that could affect health.

The Genetic Influence of Autosomal DNA

An atDNA test is a measurement of sampled parts of your 22 autosomal chromosomes. Everyone (with rare exceptions) is born with a set of 23 pairs of chromosomes. The twenty-third chromosome is the sex chromosome. In most cases, we inherit an X chromosome from our mother and a Y or X chromossome from our father to determine our sex differentiation. (See illustration two).

Illustration Two: Karyotype of Human Chromosomes [11]

Click for Larger View | Source: Karyotype, National Genome Human Genome Research Institute, https://www.genome.gov/genetics-glossary/Karyotype

We inherit half of our chromosomes from our mother and the other half from our father. Two of those pairs are usually sex chromosomes (for most cases, XX in females and XY in males). The remaining 22 pairs of chromosomes are autosomal chromosomes or autosomes. For example, as illustrated below, chromosomes from the depicted mother are labeled in purple, and chromosomes from the depicted father are labeled in teal. (See illustration three).  [12]

Illustration Three: Inheritance of Parental Chromosomes

Click for Larger View| Source: Human Genomic Variation, Fact Sheet, National Human Genome Research Institute, 1 Feb 2023, https://www.genome.gov/about-genomics/educational-resources/fact-sheets/human-genomic-variation

The genetic inheritance patterns associated with autosomal chromosomes become more complex and diluted over generations due to recombination and variable inheritance patterns. [13] Illustration four shows the average amount of atDNA inherited by all close relations up to the third cousin level. The illustration uses the maternal side as a an example. The percentages can be replicated for the paternal side. [14] As reflected in the chart, fifty percent of one’s atDNA is inherited from each parent and roughly equally portions from grandparents to about 3x great-grandparents. 

Illustration Four: Percent of Autosomal Genetic Inheritance from Descendants

Click for Larger View | Source: Dimario, A chart illustrating the different types of cousins, including genetic kinship marked within boxes in red which shows the actual genetic degree of relationship (gene share) with ‘self’ in percentage (%), 27 April 2010, Wikimedia Commons, https://commons.wikimedia.org/wiki/File:Cousin_tree_(with_genetic_kinship).png

During meiosis [15], genetic recombination occurs, shuffling segments of DNA from each of the parents. This means that siblings may inherit different combinations of DNA segments from their parents; and with each generation, the specific segments inherited become more randomized. As a result, the amount of shared DNA between relatives decreases exponentially with each generation, making it more challenging to detect distant relationships through autosomal testing.

The random nature of genetic inheritance leads to variability in how much DNA is shared between relatives, especially for more distant relationships. This is known as variable expressivity. [16] For example, as indicated in table two, full siblings may share anywhere from about 35% to 65% of their DNA; and first cousins typically share around 12.5% of their DNA, but the actual range can vary significantly. This variability increases with more distant relationships, making it harder to precisely determine the degree of relatedness based solely on shared DNA percentages (see table two).  [17]

Table Two: Average Percent of Autosomal DNA Shared Between Selected Relatives

RelationshipAverage Percent
of DNA Shared
Range of DNA
Shared
Identical Twin100%N/A
Parent-Child50% (but 47.5% for father-son relationships)N/A
Full Sibiling50%38% – 61%
Half Sibling
Grandparent / Grandchild
Aunt / Uncle
Niece / Nephew
25%17% – 34%
1st Cousin
Great-grandparent
Great-grandchild
Great-Uncle / Aunt
Great Nephew / Niece
12.5%4% – 23%
1st Cousin once removed
Half first cousin
6.25%2% – 11.5%
2nd Cousin3.13%2% – 6%
2nd Cousin once removed
Half second cousin
1.5%0.6% – 2.5%
3rd Cousin0.78%0% – 2.2%
4th Cousin0.20%0% – 0.8%
5th Cousin
to Distant Cousin
0.05%
Source: Average Percent DNA Shared Between Relatives, 23andMe Customer Care, Tools, 23andMe, https://customercare.23andme.com/hc/en-us/articles/212170668-Average-Percent-DNA-Shared-Between-Relatives

While autosomal DNA testing has become increasingly accurate, there are still limitations in the context of estimating genetic relations and finding relatives. Current testing methods typically analyze only a subset of genetic markers. In addition, the interpretation of results relies on comparison to reference populations, which may not fully represent all ancestral groups. In the end, as previously stated, traditional genealogical research brings atDNA results into focus.

Genetic Variants: The Genetic Basis of atDNA Testing

genome is the complete set of DNA instructions found in every cell. [18] As discussed in a prior story, the human cell is a masterpiece of data compression. [19] Its nucleus, just a few microns wide, contains (if you ‘spell’ it out) six feet of genetic code comprised in a double helix called the DNA: deoxyribonucleic acid (see illustration five).

Illustration Five: Structure of Deoxyribonucleaic Acid (DNA)

Source: Modified image of DNA as found in Ruairo J Mackenie, DNA vs. RNA – 5 Key Differences and Comparison, 18 Dec 2020, updated 24 Jan 2024, Technology Networks, Genomics Research, https://www.technologynetworks.com/genomics/lists/what-are-the-key-differences-between-dna-and-rna-296719

The DNA helical molecules string together some three billion pairs of nucleotides that are comprised of proteins, sugar (deoxyribose), a phosphate and four types of nitrogenous bases which are represented by an initial: A (adenine), C (cytosine), G (guanine), and T (thymine). Nucleotides are the fundamental building blocks that make up the DNA strands. The sequence of nucleotides along the DNA strand encodes genetic information and regulates when codes are activated. [20]

The nucleotides form base pairs and are the cornerstone of genetic testing. (See illustration six.) They are the foundation of the programming language of our genetic code. Whenever a particular base is present on one side of a strand of the DNA, its complementary base is found on the other side. Guanine always pairs with cytosine. Thymine always pairs with adenine. So one can write the DNA sequence by listing the bases along either one of the two sides or strands. When DNA companies perform their tests, they essentially separate the two stands of the helix and use one side of the helix as the template or coding strand when they map out an individual’s DNA results.

Illustration Six: Relationship between Nucleotides, Base Pairs, Chromosomes, Genes, and DNA

Approximately 2% of our genome encodes proteins – this is where gene strands are located (illustration seven).  Coding “gene” DNA makes up only about one to three percent of the human genome, while noncoding DNA comprises approximately 97-99% of our total genetic material. This distribution shows that the vast majority of our genome consists of noncoding sequences. [21]

Genes are the basic unit of inherited DNA and carry information for making proteins, which perform important functions in your body. The coded regions of the genome produce proteins with structural, functional, and regulatory roles in cells and to a larger extent the human body. The remainder of our genome is made of noncoding DNA, sometimes called “junk DNA”, which is a misnomer. It is estimated that between 25% and 80% of non-coding DNA regulates gene expression (e.g. when, where, and for how long a gene is turned on to make a protein). [22] The non-coding DNA that does not regulate gene activity is composed either of deactivated genes that were once useful for our non-human ancestors (like a tail) or parasitic DNA from virus that have entered our genome and replicated themselves hundreds or thousands of times over the generations, or generally serve no purpose in the host organism.

Illustration Seven: Coding and Non-Coding Regions of the Genome

Clck for Larger View | Source: Modified version of graphic found at – Non-Coding DNA, AncestryDNA Learning Hub, https://www.ancestry.com/c/dna-learning-hub/junk-dna

Out of 3.2 billion DNA letters or nucleotides, there are only a ‘handful of places’ on the DNA ribbon that might be different between individuals. Humans share a very high percentage of their DNA. The exact figure is subject to some debate and depends on how it is measured. The commonly cited figure is that humans are 99.9% genetically identical. More recent research suggests a slightly lower, but still very high, level of similarity. Humans share a very high percentage of their DNA – roughly 99.4% to 99.9%. The small differences of 0.1 and 0.6 between individuals are crucial for understanding human diversity and health. [23]

As indicated in illustration eight, there are multiple types of genomic variants that comprise 0.4 percent of the genome.. The smallest genomic variants are known as single-nucleotide variants (SNVs). Each SNV reflects a difference in a single nucleotide (or letter) in the DNA chain. For a given SNV, the DNA letter at that genomic position might be a C in one person but a T in another person as reflected in illustration nine. [24]

Illustration Eight: Potential Sources of Genetic Variants for atDNA Testing

Click for Larger View | Source: Modification of a chart found at – Chart Human Genomic Variation, Fact Sheet, National Human Genome Research Institute, 1 Feb 2023, https://www.genome.gov/about-genomics/educational-resources/fact-sheets/human-genomic-variation

Single-nucleotide variants (SNVs) are differences of one nucleotide at a specific location in the genome. An individual may have different nucleotides at a specific location on each chromosome (getting a different one from each parent), such as with Person 1 in illustration nine. An individual may also have the same nucleotide at such a location on both chromosomes, such as with Person 2 and Person 3 in the illustration.

Illustration Nine: An Example of a single-nucleotide variant (SNV)

Click for Larger View | Source: Human Genomic Variation, Fact Sheet, National Human Genome Research Institute, 1 Feb 2023, https://www.genome.gov/about-genomics/educational-resources/fact-sheets/human-genomic-variation

As reflected in illustration ten below, there are also a small group of genetic variants that are called insertions and deletions of nucleotides.

“Insertion/deletion variants reflect extra or missing DNA nucleotides in the genome, respectively, and typically involve fewer than 50 nucleotides. Insertion/deletion variants are less frequent than SNVs but can sometimes have a larger impact on health and disease (e.g., by disrupting the function of a gene that encodes an important protein).” [25]

One of the most common types of insertion/deletion variants are tandem repeats. [26] Tandem Repeats are short stretches of nucleotides that are repeated multiple times and are highly variable among people. Different chromosomes can vary in the number of times such short nucleotide stretches are repeated, ranging from a few times to hundreds of times.

Each person has a collection of different genomic variants. For example, in illustration ten below, Person 1 has an insertion variant; Person 2 has a SNV and deletion variant; and Person 3 has an insertion, SNV, and deletion variant. All three people have different tandem repeats. Different variants can be inherited from different parents as reflected in the illustration.

Illustration Ten: Examples of Other Types of Genetic Variants

Click for Larger View | Source: Human Genomic Variation, Fact Sheet, National Human Genome Research Institute, 1 Feb 2023, https://www.genome.gov/about-genomics/educational-resources/fact-sheets/human-genomic-variation

As indicated in illustration seven above, the third general type of genomic variations are structural variants (SVs). Structural variants extend beyond small stretches of nucleotides to larger chromosomal regions. These large-scale genomic differences involve at least 50 nucleotides and as many as thousands of nucleotides that have been inserted, deleted, inverted or moved from one part of the genome to another. [27]

Tandem repeats that contain more than 50 nucleotides are considered structural variants. In fact, such large tandem repeats account for nearly half of the structural variants present in human genomes. When a structural variant reflects differences in the total number of nucleotides involved, it is called a copy number variant (CNV). CNVs are distinguished from other structural variants, such as inversions and translocations, because the latter types often do not involve a difference in the total number of nucleotides. [28]

Cornerstone of atDNA Testing: Single Nucleotide Polymorphisms (SNPs)

A subtype of SNVs is the single-nucleotide polymorphism (SNP), pronounced as “snip” for short. To be considered a SNP, a SNV must be present in at least 1% of the human population. As such, a SNP is more common than the rare single-nucleotide differences.  [29]

Among the genetic variants, SNPs are relatively common, occurring approximately once every 500-1000 base pairs in the human genome. This translates to about 4 to 5 million SNPs in an individual’s genome. Scientists have found more than 600 million SNPs in populations around the world. The combination of technical feasibility, scientific reliability, and analytical power makes SNPs the optimal choice for autosomal DNA testing in genealogical and ancestry applications. [30]

Ancestry information markers refers to locations in the genome that have varied sequences at that location and the relative abundance of those markers differs based on the continent from which individuals can trace their ancestry. So by using a series of these ancestry information markers, sometimes 20 or 30 more, and genotyping an individual you can determine from the frequency of those markers where their great, great, great, great ancestors may have come from. [31]

SNPs represent natural variations that make individuals unique while being common enough to be reliable DNA test markers. Their high frequency makes them ideal markers for genetic analysis. The vast majority of SNPs have no effect on health or development. SNPs are generally found in the DNA between genes rather than within genes themselves. [32]

While other genetic markers exist, SNPs are preferred ancestry information markers. SNPs are used for genetic testing based on their reliability and accuracy. SNPs are stable genetic markers that are passed down through generations. SNPs offer more detailed information about both recent and ancient ancestry. They also allow for fairly precise ethnic profiling and ancestral location inference.[33]

How atDNA Tests Figure Out Genetic Relationships

In a “Nutshell”: How do DNA companies Figure Out Genetic Relationships

Analyzing SNPs: DNA companies analyze hundreds of thousands of single nucleotide polymorphisms (SNPs) across the 22 autosomal chromosomes. [34]

The results from different atDNA test companies can vary. The variance is based on a number of factors. All major DNA testing companies use equipment that analyze DNA specimens with what are called ‘chips’ that use DNA microarray technology supplied by a company named Illumina. However, different companies use different versions of the Illumina chip and each version tests different sets of SNP (Single Nucleotide Polymorphism) locations.

Illustration Ten: How DNA Microarray Technology Analyzes Autosomal DNA

Source: Bergström, Ann-Louise and Lasse Folkersen , DNA microarray, 15 May 2020, Moving Science, https://movingscience.dk/dna-microarray/

Companies can specify their own “other” locations to be included on their chip. The number of markers tested varies significantly by company. FamilyTreeDNA uses a customized Illumina chip. 23andMe and AncestryDNA use a customized Illumina Global Screening Array (GSA) chip. Living DNA uses an Affymetrix Axiom microarray (Sirius) chip. My Heritage uses an Illumina GSA chip. [35]

Illustration of Illumina Microarray Chips

Source: Web Graphic Array with GE Inserts, Illumina, Powerfully Informative Microarrays, Illumina,https://www.illumina.com/techniques/microarrays.html

“Each DNA testing company purchases DNA processing equipment. Illumina is the big dog in this arena. Illumina defines the capacity and structure of each chip. In part, how the testing companies use that capacity, or space on each chip, is up to each company. This means that the different testing companies test many of the same autosomal DNA SNP locations, but not all of the same locations. … This means that each testing company includes and reports many of the same, but also some different SNP locations when they scan your DNA. …  In addition to dealing with different file formats and contents from multiple DNA vendors, companies change their own chips and file structure from time to time. In some cases, it’s a forced change by the chip manufacturer. Other times, the vendors want to include different locations or make improvements.” [36]

When DNA companies change DNA chips, a different version of the company’s own file may contain different positions. DNA testing companies have to “fill in the blanks” for compatibility, and they do this using a technique called imputation. Illumina forced their customers to adopt imputation in 2017 when they dropped the capacity of their chip. [37]

Identify Matching Segments: The DNA test software for respective DNA companies compare the SNP data between two individuals to identify segments of DNA that appear to be identical or similar. These matching DNA segments indicate the likelihood of DNA inherited from a common ancestor. [38]

The ability to identify DNA matches between individuals is largely influenced by the size of database tests and the SNPs that were sampled to atDNA tests. As indicated, there are main differences between atDNA tests from various companies (e.g. 23andMe, Ancestry.com, FamilyTree DNA, LivingDNA, MyHeritage) regarding SNPs that are tested and the relative size of their respective database results.

Each company maintains its own proprietary reference databases and matching algorithms. As indicated in table three below, AncestryDNA has a larger customer database (over 20 million) compared to 23andMe (about 12 million). This gives AncestryDNA an advantage for finding genetic relatives.

Table Three: Data Base Size and Number of SNPs Tested by DNA Company in 2024

DNA
Company
Data Base Size of
atDNA Test Results
No. of Autosome
SNPs Tested
23andMe14 Million630,`132
FamilyTreeDNA1.7 million612,272
AncestryDNA25 million637,639
My Heritage8.5 million576,157
Living DNA300,000683,503
Source: Autosomal DNA testing comparison chart, International Society of Genetic Genalogy Wiki, This page was last edited on 8 October 2024, https://isogg.org/wiki/Autosomal_DNA_testing_comparison_chart

Measuring Segment Length: The length of matching segments of SNPs is measured in centimorgans (cM). Centimorgans measure the likelihood of genetic recombination between two markers on a chromosome. One centimorgan represents a one percent chance that two genetic markers will be separated by a recombination event in a single generation. This measurement helps geneticists and genealogists estimate how close two individuals are genetically related. [39]

Centimorgans (cM) are a crucial unit of measurement in genetic atDNA testing. It is used to quantify genetic distance and determine relationships between individuals based on shared DNA. The more centimorgans two people share, the more likely they are related. in addition to the number of cMs shared, longer segments generally indicate a closer relationship.

One cM corresponds on the average to about 1 million base pairs in humans. The total human genome is approximately 7400 cM long. A parent-child relationship typically shares about 3400-3700 cM. More distant relatives share fewer cMs. However, there can be overlap in cM ranges for different relationship types, so additional genealogical research is often needed to determine exact relationships.

(A centiMorgan) is less of a physical distance and more of a measurement of probability. It refers to the DNA segments that you have in common with others and the likelihood of sharing genetic traits. The ends of shared segments are defined by points where DNA swapped between two chromosomes, and the centimorgan is a measure of the probability of getting a segment that large when these swaps occur.” [40]

Chart One: Ranges of Shared centiMorgans with Family

Click for Larger View | Source: Bettinger, Blaine, Version 4.0! March 2020 Update to the Shared cM Project!, 27 Mar 2020, The Genetic Genealogist, https://thegeneticgenealogist.com/2020/03/27/version-4-0-march-2020-update-to-the-shared-cm-project/

When you take an atDNA test, the testing company compares your DNA to others in their database. The amount of DNA you share with a match is reported in centimorgans. Generally, the more centimorgans you share with someone, the more closely you are related to this other person. Shared centimorgan ranges can often indicate how many generations separate two people. Certain shared cM values can also suggest possible half-sibling or half-first cousin relationships as opposed to full relatives.

Calculating Total Shared DNA: The total amount of shared DNA is calculated by summing up the lengths of all matching segments, typically expressed in cMs or as a percentage of the total amount of shared SNPs sampled. [41]

Applying Thresholds: Each company sets minimum thresholds for segment length and total shared DNA to be considered a match. For example, FamilyTree DNA requires at least one segment of 9 cM or more.

Table Four: Different cM Thresholds for atDNA Matches Across DNA Companies

DNA CompanyCriteria for matching segments
23andMe9 cMs and at least 700 SNPs for one half-identical region

5 cMs and 700 SNPs with at least two half-identical regions being shared
FamilyTreeDNAAll matching segments must be at least 6 cMs in length. almost all matching segments contain at least 800 SNPs & all matching segments contain at least 600 SNPs.
AncestryDNA6 cMs per segment before the Timber algorithm is applied and a total of at least 8 cMs after Timber is applied.
My Heritage8 cM for the first matching segment and at least 6 cMs for the 2nd matching segment; 12 cM for the first matching segment in people whose ancestry is at least 50% Ashkenazi Jewish
Living DNA9.46 cMs for the first segment
Source: Autosomal DNA testing comparison chart, International Society of Genetic Genalogy Wiki, This page was last edited on 8 October 2024, https://isogg.org/wiki/Autosomal_DNA_testing_comparison_chart

Relationship Prediction: The amount of shared DNA is compared to expected ranges for different relationships to predict how two people may be related. Close relationships like parent/child or full siblings have very distinct amounts of shared DNA, while more distant relationships have overlapping ranges. [42]

Special Considerations: Some of the DNA companies use phasing algorithms to improve accuracy, especially for analyzing smaller shared segments. Some also apply special algorithms for populations with higher rates of endogamy, like Ashkenazi Jews. [43]

Moving Onward

I imagine all of this makes total sense. I, however, believe, all of this is totally confusing. To walk away with some semblance of understanding, I would focus on the following observations:

  • DNA tests can only provide so much information. Traditional genealogical research brings atDNA results into focus. Genetic and traditional research strategies can work hand in hand.
  • atDNA tests have the ability to trace living genetic relatives on both sides of your family tree. However, their effectiveness is limited in terms of how many generations back they can effectively provide results.
  • While autosomal DNA testing has become increasingly accurate, there are still limitations in the context of estimating genetic relations and finding relatives.
  • When looking at atDNA matches, centimorgans (cM) are the key unit of measurement in genetic atDNA testing. It is used to determine relationships between individuals based on shared DNA. The more centimorgans two people share, the more likely they are related. in addition to the number of cMs shared, longer segments generally indicate a closer relationship.

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Feature image: The image depicts a branch from a massive family tree that shows 6,000 relatives spanning seven generations.  It is part of a study that links 13 million people related by genetics or marriage.  Source: Jocelyn Kaiser, Thirteen million degrees of Kevin Bacon: World’s largest family tree shines light on life span, who marries whom, Science, 1 Mar 2018, https://www.science.org/content/article/thirteen-million-degrees-kevin-bacon-world-s-largest-family-tree-shines-light-life-span 

[1] See the following stories:

[2] Bettinger, Blaine, Everyone Has Two Family Trees – A Genealogical Tree and a Genetic Tree, 10 Nov 2009, The Genetic Genealogist, https://thegeneticgenealogist.com/2009/11/10/qa-everyone-has-two-family-trees-a-genealogical-tree-and-a-genetic-tree/

Understanding genetic ancestry testing, International Society of Genetic Genealogy Wiki, This page was last edited on on 25 August 2015, https://isogg.org/wiki/Understanding_genetic_ancestry_testing

[3] Human Y-chromosome DNA haplogroup, Wikipedia, This page was last edited on 5 October 2024,, https://en.wikipedia.org/wiki/Human_Y-chromosome_DNA_haplogroup

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Rowe, Katy, Genealogy’s Secret Weapon: How Using mtDNA Can Solve Family Mysteries, 10 May 2023, FamilyTreeDNA Blog, https://blog.familytreedna.com/mtdna/

MtDNA testing comparison chart, International Society of Genetic Genealogy Wiki, This page was last edited on 3 September 2023, https://isogg.org/wiki/MtDNA_testing_comparison_chart

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[4] Newton, Maud, America’s Ancestry Craze: Making sense of our family-tree obsession, June 2014, Harper’s Magazine, https://harpers.org/archive/2014/06/americas-ancestry-craze/

[5] Jorde LB, Bamshad MJ. Genetic Ancestry Testing: What Is It and Why Is It Important? JAMA. 2020 Mar 17;323(11):1089-1090. doi:10.1001/jama.2020.0517 PMID: 32058561; PMCID: PMC8202415 https://www.ncbi.nlm.nih.gov/pmc/articles/PMC8202415/

[6] Antonio Regalodo, More than 26 million people have taken an at-home ancestry test, MIT Technology Review, 11 Feb 2019, https://www.technologyreview.com/2019/02/11/103446/more-than-26-million-people-have-taken-an-at-home-ancestry-test/

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[7] Has the consumer DNA test boom gone bust?, Feb 20, 2020, updated Jul 28, 2024, Advisory Board, https://www.advisory.com/daily-briefing/2020/02/20/dna-tests 

[8] Ibid

[9] Krimsky Sheldon, The Business of DNA Ancestry, in: Understanding DNA Ancestry. Understanding Life. Cambridge University Press; 2021, Pages 8-16.

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[11] A karyotype is a visual representation of an individual’s complete set of chromosomes, displaying their number, size, and structure, typically arranged in pairs and ordered by size.

“A karyotype is the general appearance of the complete set of chromosomes in the cells of a species or in an individual organism, mainly including their sizes, numbers, and shapes. … A karyogram or idiogram is a graphical depiction of a karyotype, wherein chromosomes are generally organized in pairs, ordered by size and position of centromere for chromosomes of the same size.”

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[12] Autosomes are the non-sex chromosomes found in the cells of organisms. Autosomes are any chromosomes that are not sex chromosomes (allosomes). In humans, there are 22 pairs of autosomes, numbered from 1 to 22. They come in identical pairs in both males and females. They are numbered based on size, shape, and other properties. They contain genes that control the inheritance of all traits except sex-linked ones.

[13] Recombination is a process by which pieces of DNA are broken and recombined to produce new combinations of nucleotides or alleles. Recombination primarily happens between homologous chromosomes, which are paired chromosomes with similar genetic information, allowing for the exchange of corresponding DNA segments.

During meiosis, when homologous chromosomes pair up, a process called “crossing over” occurs where DNA strands break and rejoin, swapping genetic material between the chromosomes. This recombination process creates genetic diversity at the level of genes that reflects differences in the DNA sequences of different organisms. 

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Scott AJ, Chiang C, Hall IM. Structural variants are a major source of gene expression differences in humans and often affect multiple nearby genes. Genome Res. 2021 Dec;31(12):2249-2257. doi: 10.1101/gr.275488.121. Epub 2021 Sep 20. PMID: 34544830; PMCID: PMC8647827 https://pmc.ncbi.nlm.nih.gov/articles/PMC8647827/

Feuk, L., Carson, A. & Scherer, S. Structural variation in the human genome. Nat Rev Genet 7, 85–97 (2006). https://doi.org/10.1038/nrg1767 

[26] CNVs are typically defined as DNA segments that are: larger than 1,000 base pairs (1 kilobase); usually less than 5 megabases in length; and  can include both duplications (additional copies) and deletions (losses) of genetic material. 

CNVs are remarkably common in human genomes. They account for approximately 5 to 9.5% of the human genome. They affect more base pairs than other forms of mutation when comparing two human genomes. They play crucial roles in evolution, population diversity, and disease development. 

Copy number variation, Wikipedia, This page was last edited on 24 September 2024, https://en.wikipedia.org/wiki/Copy_number_variation

Pös O, Radvanszky J, Buglyó G, Pös Z, Rusnakova D, Nagy B, Szemes T. DNA copy number variation: Main characteristics, evolutionary significance, and pathological aspects. Biomed J. 2021 Oct;44(5):548-559. doi: 10.1016/j.bj.2021.02.003. Epub 2021 Feb 13. PMID: 34649833; PMCID: PMC8640565 https://pmc.ncbi.nlm.nih.gov/articles/PMC8640565/

Eichler, E. E. Copy Number Variation and Human Disease. Nature Education 1(3):1, 2008,  https://www.nature.com/scitable/topicpage/copy-number-variation-and-human-disease-741737/

What are copy number variants?, 12 Aug 2020, Genomics Education Programme, https://www.genomicseducation.hee.nhs.uk/blog/what-are-copy-number-variants/

Clancy, S. Copy number variation. Nature Education 1(1):95, 2008, https://www.nature.com/scitable/topicpage/copy-number-variation-445/

Copy number variant, National Cancer Institute, https://www.cancer.gov/publications/dictionaries/genetics-dictionary/def/copy-number-variant

Copy Number Variation (CNV), 3 Nov 2024, National Human Genome Research Institute, https://www.genome.gov/genetics-glossary/Copy-Number-Variation

[29] Several approaches are used to determine if an SNV meets the one percent population frequency threshold:

  • Large-Scale Population Studies: Projects like the 1000 Genomes Project have sequenced thousands of individuals across multiple populations to identify and validate SNPs
  • A number of detection technologies are used such as real-time PCR, the use of microarrays, and Next-generation sequencing (NGS).

See for example:

The 1000 Genomes Project Consortium. A global reference for human genetic variation. Nature 526, 68–74 (2015). https://doi.org/10.1038/nature15393 

Patricia M Schnepp, Mengjie Chen, Evan T Keller, Xiang Zhou, SNV identification from single-cell RNA sequencing data, Human Molecular Genetics, Volume 28, Issue 21, 1 November 2019, Pages 3569–3583, https://doi.org/10.1093/hmg/ddz207

Telenti A, Pierce LC, Biggs WH, di Iulio J, Wong EH, Fabani MM, Kirkness EF, Moustafa A, Shah N, Xie C, Brewerton SC, Bulsara N, Garner C, Metzker G, Sandoval E, Perkins BA, Och FJ, Turpaz Y, Venter JC. Deep sequencing of 10,000 human genomes. Proc Natl Acad Sci U S A. 2016 Oct 18;113(42):11901-11906. doi: 10.1073/pnas.1613365113. Epub 2016 Oct 4. PMID: 27702888; PMCID: PMC5081584. https://pmc.ncbi.nlm.nih.gov/articles/PMC5081584/

SNVs vs. SNPs, CD Genomics, https://www.cd-genomics.com/resource-snvs-vs-snps.html

Efficiently detect single nucleotide polymorphisms and variants, Illumina, https://www.illumina.com/techniques/popular-applications/genotyping/snp-snv-genotyping.html

[30] What are single nucleotide polymorphisms (SNPs)?, MedlinePlus, https://medlineplus.gov/genetics/understanding/genomicresearch/snp/

SNP, IMS Riken Center for Integrative Medical Sciences, https://www.ims.riken.jp/english/glossary/genome.php

The 1000 Genomes Project Consortium. A global reference for human genetic variation.Nature 526, 68–74 (2015). https://doi.org/10.1038/nature15393

[31] Ancestry Information Markers, National Human Genome Research Institute, https://www.genome.gov/genetics-glossary/Ancestry-informative-Markers

Joon-Ho You, Janelle S. Taylor, Karen L. Edwards, Stephanie M. Fullerton, What are our AIMs? Interdisciplinary Perspectives on the Use of Ancestry Estimation in Disease Research, National Library of Medicine, 2012 Nov 5. doi: 10.1080/21507716.2012.717339

Huckins, L., Boraska, V., Franklin, C. et al. Using ancestry-informative markers to identify fine structure across 15 populations of European origin. Eur J Hum Genet 22, 1190–1200 (2014). https://doi.org/10.1038/ejhg.2014.1

[32] What are single nucleotide polymorphisms (SNPs)?, MedlinePlus, https://medlineplus.gov/genetics/understanding/genomicresearch/snp/

[33] AIMs are single-nucleotide polymorphisms (SNPs) that show substantially different frequencies between populations from different geographical regions15. These genetic variations can be used to estimate the geographical origins of a person’s ancestors, typically by continent of origin.

AIMs are found within the approximately 15 million SNP sites in human DNA (about 0.4% of total base pairs). They are often traced to the Y chromosome, Mitochondrial DNA, and Autosomal regions.

AIMs can distinguish between major continental populations (Africa, Asia, Europe). They require multiple markers working together (typically 20-30 or more) for accurate ancestry determination. They can identify fine population structure within continents using larger marker sets. 

The effectiveness of AIMs depends on the number of markers used:

  • 40-80 markers can identify five broad continental clusters;
  • 128 markers can characterize samples into 8 broad continental groups; and
  • Larger sets (>46,000 markers) can identify detailed subpopulation structure

Hinkley, Ellen, DNA Testing Choice, 16 Dec 2016, https://dnatestingchoice.com/en-us/news/what-is-an-autosomal-dna-test

Lamiaa Mekhfi, Bouchra El Khalfi, Rachid Saile, Hakima Yahia, and Abdelaziz Soukri, The interest of informative ancestry markers (AIM) and their fields of application, , BIO Web of Conferences 115, 07003 (2024),https://doi.org/10.1051/bioconf/202411507003 

Huckins, L., Boraska, V., Franklin, C. et al. Using ancestry-informative markers to identify fine structure across 15 populations of European origin. Eur J Hum Genet 22, 1190–1200 (2014). https://doi.org/10.1038/ejhg.2014.1 

Ancestry Information Markers, National Human Genome Research Institute, https://www.genome.gov/genetics-glossary/Ancestry-informative-Markers

Ancestry-informative marker, Wikipedia, This page was last edited on 14 August 2024, https://en.wikipedia.org/wiki/Ancestry-informative_marker

[34] Autosomal DNA Statistics, International Society of Genetic Genealogy Wiki, This page was last edited on 17 October 2022, https://isogg.org/wiki/Autosomal_DNA_statistics

Autosomal SNP comparison chart, International Society of Genetic Genealogy Wiki, This page was last edited on 29 January 2024, https://isogg.org/wiki/Autosomal_SNP_comparison_chart

DNA Structure and the Testing Process, FamilyTreeDNA Help Center, https://help.familytreedna.com/hc/en-us/articles/6189190247311-DNA-Structure-and-the-Testing-Process

Catherine A. Ball, Mathew J Barber, Jake Byrnes, Peter Carbonetto, Kenneth G. Chahine, Ross E. Curtis, Julie M. Granka, Eunjung Han, Eurie L. Hong, Amir R. Kermany, Natalie M. Myres, Keith Noto, Jianlong Qi, Kristin Rand, Yong Wang and Lindsay Willmore, AncestryDNA Matching White Paper, 31 Mar 2016, AncestryDNA, https://www.ancestry.com/cs/dna-help/matches/whitepaper; PDF: https://www.ancestry.com/dna/resource/whitePaper/AncestryDNA-Matching-White-Paper.pdf

Autosomal DNA match thresholds, International Society of Genetic Genealogy Wiki, This page was last edited on 31 August 2024, https://isogg.org/wiki/Autosomal_DNA_match_thresholds

Daniel Kling, Christopher Phillips, Debbie Kennett, Andreas Tillmar,

Investigative genetic genealogy: Current methods, knowledge and practice, Forensic Science International: Genetics, Volume 52, 2021, https://doi.org/10.1016/j.fsigen.2021.102474

Davis DJ, Challis JH. Automatic segment filtering procedure for processing non-stationary signals. J Biomech. 2020 Mar 5;101:109619. doi: 10.1016/j.jbiomech.2020.109619. Epub 2020 Jan 9. PMID: 31952818.

The Order of Nucleotides in a Gene Is Revealed by DNA Sequencing, Scitable, Nature Education, https://www.nature.com/scitable/topicpage/the-order-of-nucleotides-in-a-gene-6525806/

[35] The Illumina Global Screening Array (GSA) is a customizable genotyping microarray platform.  Its base configuration

  • Contains approximately 654,000 fixed markers spanning the human genome;
  • Supports 24 samples per array in standard format;
  • Requires 200 ng DNA input;
  • Achieves call rates greater than 99% and reproducibility greater than 99.9%; and
  • Allows addition of up to 100,000 custom markers

Illumina microarray solutions, Illumina, https://www.illumina.com/techniques/microarrays.html

Efficiently detect single nucleotide polymorphisms and variants, Illumina, https://www.illumina.com/techniques/popular-applications/genotyping/snp-snv-genotyping.html

Custom design tools for genotyping any variant, in any species, Illumina, https://www.illumina.com/techniques/popular-applications/genotyping/custom-genotyping.html

Infinium™ Global Screening Array-24 v3.0 BeadChip, Illumina , https://www.illumina.com/content/dam/illumina-marketing/documents/products/datasheets/infinium-global-screening-array-data-sheet-370-2016-016.pdf

Infinium Global Screening Array-24 Kit, Illumina, https://www.illumina.com/products/by-type/microarray-kits/infinium-global-screening.html

Efficiently detect single nucleotide polymorphisms and variants, Illumina, https://www.illumina.com/techniques/popular-applications/genotyping/snp-snv-genotyping.html

Custom design tools for genotyping any variant, in any species, Illumina, https://www.illumina.com/techniques/popular-applications/genotyping/custom-genotyping.html

[36] Estes, Roberta, Comparing DNA Results – Different Tests at the Same Testing Company, 5 Sep 2017, DNAeXplained – Genetic Genealogy, https://dna-explained.com/2023/05/18/comparing-dna-results-different-tests-at-the-same-testing-company/

[37]  Estes, Roberta, Concepts -Imputation, 5 Sep 2017, DNAeXplained – Genetic Genealogy, https://dna-explained.com/2017/09/05/concepts-imputation/

Illumina microarray solutions, Illumina, https://www.illumina.com/techniques/microarrays.html

Efficiently detect single nucleotide polymorphisms and variants, Illumina, https://www.illumina.com/techniques/popular-applications/genotyping/snp-snv-genotyping.html

[38] See for example: Our Autosomal DNA Test (Family Finder™), FamilyTreeDNA HelpCenter, https://help.familytreedna.com/hc/en-us/articles/4411203169679-Our-Autosomal-DNA-Test-Family-Finder

[39] Different DNA testing companies use centimorgans (cM) in slightly different ways when reporting matches and relationships:

  1. Matching thresholds: Companies set different minimum thresholds for reporting matches. For example: AncestryDNA currently uses a threshold of 8 cM; 23andMe uses 7 cM and at least 700 SNPs for the first matching segment; and MyHeritage uses 8 cM.
  2. Algorithms and filtering: Companies use proprietary algorithms to filter and process the raw DNA data. AncestryDNA uses algorithms called Timber and Underdog to phase data and filter out high-frequency segments. Other companies may use different methods, leading to variations in reported shared cM.
  3. Total cM calculations: The total amount of cM a person has can vary between companies. 23andMe reports about 7,440 cM total and AncestryDNA seems to use around 6,800-7,000 cM total.
  4. Reporting of segments: Some companies like 23andMe and FamilyTreeDNA provide detailed segment data. AncestryDNA does not show specific segment information.
  5. Confidence levels: Companies may assign different confidence levels or relationship probabilities based on shared cM. For example, AncestryDNA previously used confidence scores like “Extremely High” for cMs greater than 60.
  6. Handling of small segments: Companies differ in how they handle very small matching segments, with some including segments as small as one cM and others excluding anything below their threshold.

These differences in methodologies can result in variations in reported shared cM and relationship estimates between companies for the same pair of individuals. This is why matches and relationship predictions may not be identical across different testing companies.

Centimorgan, Wikipedia, This page was last edited on 1 May 2024, https://en.wikipedia.org/wiki/Centimorgan

What’s the difference between shared centimorgans and shared segments?, 11 Nov 2019, The Tech Initiative, https://www.thetech.org/ask-a-geneticist/articles/2019/centimorgans-vs-shared-segments/

centiMorgan, Internatioal Society of Genetic Genealogy, This page was last edited on 15 August 2024, https://isogg.org/wiki/CentiMorgan

[40] Hansen, Annelie, Untangling the Centimorgans on Your DNA Test, FamilySearch Blog, https://www.familysearch.org/en/blog/centimorgan-chart-understanding-dna

Green Dragon Genealogy, Yes, but what EXACTLY is a centiMorgan?, 19 Sep 2021, Green Dragon Genealogy,https://greendragongenealogy.co.uk/dna/yes-but-what-exactly-is-a-centimorgan/

[41] Autosomal DNA match thresholds, International Society of Genetic Genealogy Wiki, This page was last edited on 31 August 2024, https://isogg.org/wiki/Autosomal_DNA_match_thresholds

[42] Autosomal DNA Statistics, International Society of Genetic Genealogy Wiki, This page was last edited on 17 October 2022, https://isogg.org/wiki/Autosomal_DNA_statistics

Autosomal DNA match thresholds, International Society of Genetic Genealogy Wiki, This page was last edited on 31 August 2024, https://isogg.org/wiki/Autosomal_DNA_match_thresholds

Estes, Roberta , Comparing DNA Results – Different Tests at the Same Testing Company, DNAeXplained – Genetic Genealogy Blog, 18 May 2023, https://dna-explained.com/2023/05/18/comparing-dna-results-different-tests-at-the-same-testing-company/

Autosomal DNA testing comparison chart, International Society of Genetic Genealogy Wiki, This page was last edited on 8 October 2024, https://isogg.org/wiki/Autosomal_DNA_testing_comparison_chart

[43] Phasing, International Society of Genetic Genealogy Wiki, This page was last edited on 24 May 2024, https://isogg.org/wiki/Phasing

A Guide to Phasing from Illumina: https://youtu.be/15NPZCGP_e4

Autosomal DNA match thresholds, International Society of Genetic Genealogy Wiki, This page was last edited on 31 August 2024, https://isogg.org/wiki/Autosomal_DNA_match_thresholds

Davis DJ, Challis JH. Automatic segment filtering procedure for processing non-stationary signals. J Biomech. 2020 Mar 5;101:109619. doi: 10.1016/j.jbiomech.2020.109619. Epub 2020 Jan 9. PMID: 31952818.